Compliance Programme Drafting

In accordance with the Financial Obligations Regulations 2010 Part II S7, all financial institutions and listed businesses are required to develop a written anti-money laundering/counter financing of terrorism (AML/CFT) Compliance Programme which is to be submitted to the Financial Intelligence Unit of Trinidad and Tobago (FIU) in accordance with Regulation 31 of the FIU Regulations, 2011.

Global Forensic’s approach incorporates four key components:

  • A system of Internal Compliance Controls
  • Duties of the AML/CFT Compliance Officer
  • Ongoing employee training
  • Independent audit to test the system

Your Compliance Programme is the foundation of your organisation’s culture of compliance.